Broker Check


Your Success is a Team Effort

We realize that while you want to remain independent, you may not necessarily want to go it alone.  

Having the right team behind you is essential when pursuing your vision of success. That is why our hallmark regional team structure, which combines national resources with local support, has proven to be the right choice for advisors like you. Our distinctive model empowers you with the benefits of a big firm but the culture of a smaller one. It is why we are one of the nation’s largest and most successful independent broker-dealers. 

Just as you guide your clients through every stage of life, we support the evolution of your business with a comprehensive plan, training, and dedicated personal attention. Our teams are led by regional directors who are seasoned entrepreneurs, experienced in mentoring and growing talent. This means that wherever you are in your career, from day one to succession, you can draw on the firsthand experience of someone who has overcome the challenges you’re facing—and is ready to help you do the same. 

We thoroughly understand the life cycle of a financial advisor’s business and can help maximize the value in yours. Whether you want to run your business more efficiently, reach larger or more sophisticated clients, or simply spend more time doing the work that you love, Transcendent can help you meet the demands of today while building a plan for tomorrow. 

Our team support includes:

Personalized Sales Support Consultants

Available over the phone to provide platform expertise and access to resources: Implementation strategies and tools to streamline managing your business, advisory platform comparison and differentiation, platforms fees and pricing.

Field Managers’ Team 

This support team goes out to advisors’ offices to maximize the benefit of regular, personal guidance, training programs and one-on-one consultations. They provide point of sales support, thought leadership, study group facilitation, case analysis, business reviews and platform recommendations and education.

Advanced Planning Group 

We know that from time to time you may encounter complex tax or legal questions when working with prospects and clients. Through our partnership with Cetera, you will have access to the Advanced Planning Group that provides advisors with advice on sophisticated financial issues and strategies.